Direct indexing for advisors
Personalized direct indexing, tailored to every client.
Give each client an index built around their holdings, values and tax situation. Surmount handles tax-loss harvesting, rebalancing and transitions
* Advisory services through Quantbase, LLC, an SEC-registered investment adviser. Brokerage through Alpaca Securities LLC, member FINRA/SIPC.
In Summary
What advisors can do with Surmount direct indexing
Personalization and tax management, automated across every account.
Build personalized direct indices
Match a benchmark like the S&P 500, then exclude sectors, cap positions or tilt toward factors for each client. Surmount keeps every account aligned automatically.
Use existing holdings
Connect current brokerage accounts and transition positions into a direct index with the tax impact in view.
Track tax-loss harvesting
See harvested losses and tax lots for every account in one place.
A Closer Look
Direct indexing tools built for advisors
Estimate tax impact before you trade
See estimated short- and long-term gains for any transition or rebalance before it executes.
Full transparency
View every optimization, harvest and adjustment in a timestamped log.
Track index performance
Compare each client's direct index to its benchmark over time.
Custom exclusions and tilts
Exclude companies or sectors, or tilt toward factors, for any client.
Withdraw anytime
Surmount selects tax lots to reduce the tax impact when you raise cash for a withdrawal.
Rebalance with flexibility
Adjust positions as client needs change while Surmount keeps the portfolio aligned and tax-aware.
*Tax-loss harvesting may not be appropriate for every client, and results vary. Surmount does not provide tax advice.
Security & Compliance
Built for RIA vendor due diligence
The questions your compliance review will ask, answered in one place.
AES-256 Encrypted
SEC-Registered Advisory
FINRA/SIPC Custody
Trade-Only Access
